What if you could build a career where ambition meets innovation?

At LPL’s Global Capability Center, you'll find a collaborative culture where your voice matters, integrity guides every decision, and technology fuels progress. Your skills, talents, and ideas will redefine what's possible. LPL's success reflects its exceptional employees, who together pursue one noble purpose: empowering financial advisors to deliver personalized advice for all who need it. We’re proud to be expanding and reaching new heights in Hyderabad.

Join us as we create something extraordinary together.

Job Overview

We are seeking a seasoned and strategic operations executive to lead our broker-dealer offshore operations to support the establishment of a Global Capability Center in Hyderabad, India. As SVP, Offshore Operations, you will be responsible for managing all India-based functions that support our US broker-dealer business, including trade processing, client onboarding, regulatory reporting, surveillance support, and back-office operations. The ideal candidate will bring deep experience in financial services operations, a strong understanding of global delivery models, and a proven ability to lead large, cross-functional teams in a fast-paced, regulated environment.---

Key Responsibilities

• Operational Leadership: Oversee all India operational functions supporting the broker-dealer business, including clearing functions from account opening to trade settlement, cashiering functions including wires, ACH, and margin, advisor compensation calculations and payments, and fraud detection and reporting.
• Strategic Leadership:

Develop and execute operational strategies aligned with corporate objectives, ensuring seamless integration with US-based teams and functions.

• Regulatory Support & Compliance: Ensure offshore teams are aligned with US regulatory requirements (FINRA, SEC), including support for surveillance, AML/KYC, and regulatory reporting (e.g., CAT, TRACE, 17a-3/4).
• Process Optimization: Drive operational efficiency through automation, workflow redesign, and implementation of best practices across trade lifecycle management. Collaborate with local technology & product teams to support platform enhancements, data integrity, and operational scalability.
• Performance Management:

Establish and monitor KPIs, SLAs, and quality metrics to drive continuous improvement and operational efficiency.

• Talent & Team Development: Build and lead a high-performing team of operations professionals; foster a culture of accountability, continuous learning, and regulatory awareness.
• Stakeholder Engagement: Serve as the primary offshore liaison for US-based business, operations, compliance, and technology teams; ensure alignment on service levels and strategic priorities.

Qualifications

• 15+ years of experience in financial services operations, with at least 7 years in broker-dealer operations and offshore team management.
• Deep understanding of trade lifecycle, clearing & settlement, regulatory reporting, and broker-dealer compliance frameworks.
• Experience working with US-based broker-dealers and familiarity with FINRA/SEC regulations.
• Experience with GCC operations, multinational operations management, and rapid business scaling.
• Deep product development and technology deployment experience.
• Strong analytical, communication, and leadership skills.
• Bachelor’s degree required; MBA or equivalent advanced degree preferred.
• Series 99 (required within 90 days of start date), Series 7 & 24 preferred.

Preferred Attributes

• Collaborative and inclusive leadership style.
• Ability to navigate complex organizational structures and drive change.
• High emotional intelligence and cultural sensitivity.
• Strong analytical and decision-making capabilities

LPL Global Business Services, LLP - PRIVACY POLICY