Job Title : Internal Auditor - Financial Services

Location State : Karnataka, Maharashtra

Location City : Bangalore, Mumbai

Experience Required : 4+ Years

CTC Range : Max 22 LPA

Shift: Day Shift

Work Mode: Hybrid - WFO

Position Type: Permanent

Company Name: VARITE INDIA PRIVATE LIMITED

About The Client: One of the leading providers of risk, financial services and business advisory, internal audit, corporate governance.

Job Description:

• We are seeking dynamic professionals to join our Audit & Risk Advisory team.
• The ideal candidate will bring hands-on experience in internal audits, risk-based audit methodologies, process improvements, Performing Control design assessment (CDA) and Test of operating effectiveness (TOE) and must have a strong understanding of Asset and Wealth management (AWM), PWM, Global Market (GM), capital markets, including equity and derivative products and Finance, Third party Risk management and Treasury Audit.
• This role offers exposure to global clients across industries and the opportunity to work on strategic risk consulting engagements.

Essential Job Functions:

• Conduct risk-based internal audits across varied functions/Banking LOB (including Asset and Wealth management (AWM), PWM, Global Market (GM), capital markets, including equity and derivative products and Finance, Third party Risk management and Treasury, Credit Risk, Operational risk Audit) and geographies conducting process consulting/ internal audit/ risk consulting
• Undertaking process walkthroughs and prepare Risk control Matrix (RCM) for Audit execution. Assess internal controls, identify process gaps, and suggest effective improvements or agreed management action plan.
• Strong written documentation of process walkthrough, RCM, Testing and Audit observation
• Supported/led Audits such as Credit risk, trade management (trade confirmation, trade reconciliation, EOD controls) with strong risk and control understanding
• Conduct Audit in areas of Global Market, Credit Risk, Market Risk and Operational Risk
• Interacting with Global Stakeholder and discuss the potential observation
• Prepare audit reports with clear findings and actionable recommendations
• Develop and implement Standard Operating Procedures (SOPs) for process enhancement
• Design and execute enterprise-wide risk management frameworks and assessments
• Evaluate trading desk operations, valuation models, Stress testing and market risk indicators
• Demonstrate strong analytical and stakeholder management skills in client-facing roles

Qualifications:

• Have experience in Internal Audit/ Risk consulting with Global Bank/Investment bank or its GCC or BIG4 working on these clients
• Sound understanding of Global Market and capital market products (equities, futures, options, swaps)
• Possess strong understanding of various line of business with global bank and trade lifecycle
• Possess strong domain knowledge on securities related regulations related to PRA
• Ability to perform and interpret process gap analysis
• Strong written and verbal communication skills (presentation skills)
• Understanding of control rationalization, optimization, effectiveness and efficiency
• Hands on experience in Data Analytics, Tableau and Data visualization
• Comfortable managing multiple engagements across functions
• Willingness to travel
• Qualified CAs with articleship from Big-4 firms, MBAs from top 10 Business Schools with 2-8 years of experience in risk consulting/ internal audits, Global market, capital markets, operations or compliance function role in the industry (Understanding of internal audit, business processes, sector understanding).
• Certifications like Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) would be an added advantage.

How to Apply: Interested candidates are invited to submit their resume using the apply online button on this job post.

Equal Opportunity Employer: VARITE is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, marital status, veteran status, or disability status.

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